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8 Surveys on some other aspects of the calculus of claspers

8.6 Claspers and gropes

Some authors use gropes to study links and 3–manifolds [6] [29]. We explain here some relationships between claspers and gropesembeddedin 3–manifolds.

For the definitions of gropes and capped gropes, see [9]. We define a (capped) k–grope X for a link γ in M to be a (capped) grope X of class k embedded in M intersecting γ only by some transverse double points in the caps of X. (In the non-capped case, X and γ are disjoint.)

Two links γ and γ0 in M are said to be related by a(capped) k–gropingif there is a (capped)k–gropeX forγ and a band B connecting a component of γ and the bottom b of X in such a way that B∩X =∂B∩b and B∩γ =∂B∩γ, and if the band sum of γ and b along the band B is equivalent to γ0.

We can prove that two links in M are related by a sequence of capped k–

gropings (resp. k–gropings) if and only if they are Ck–equivalent (resp. Ak– equivalent). As corollaries to this, we can prove that anAk–move on a link inM preserves the homotopy classes of the components of a link up to thekth lower central series subgroup of π1M, and that the kth nilpotent quotient (ie, the quotient by the k+ 1st lower central series subgroup) of the fundamental group of the link exterior is an invariant ofAk–equivalence classes of links (and hence of Ck–equivalence classes). From this we can also prove that an Ak–surgery on a 3–manifold preserves the kth nilpotent quotient of the fundamental group of 3–manifolds.

Recall that for a knot γ in a 3–manifold M, the homotopy class of γ lies in the kth lower central series subgroup of π1M if and only if there is map f of a grope X of class k into M such that the bottom of X is mapped diffeomorphically onto γ. This condition is much weaker than that γ bounds an embedded k–grope in M. In some sense, embedded gropes, and hence tree and graph claspers, may be thought of as a kind of “geometric commutator” in a 3–manifold. Gropes thus provide us another way of thinking of calculus of claspers as a commutator calculus of a new kind.

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