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The Smallest Singular Values

and Vector-Valued Jack Polynomials

Charles F. DUNKL

Department of Mathematics, University of Virginia, PO Box 400137, Charlottesville VA 22904-4137, USA E-mail: cfd5z@virginia.edu

URL: http://people.virginia.edu/~cfd5z/

Received June 15, 2018, in final form October 22, 2018; Published online October 25, 2018 https://doi.org/10.3842/SIGMA.2018.115

Abstract. There is a space of vector-valued nonsymmetric Jack polynomials associated with any irreducible representation of a symmetric group. Singular polynomials for the smallest singular values are constructed in terms of the Jack polynomials. The smallest singular values bound the region of positivity of the bilinear symmetric form for which the Jack polynomials are mutually orthogonal. As background there are some results about general finite reflection groups and singular values in the context of standard modules of the rational Cherednik algebra.

Key words: nonsymmetric Jack polynomials; standard modules; Young tableaux 2010 Mathematics Subject Classification: 33C52; 20F55; 05E35; 05E10

1 Introduction

SupposeW is the finite reflection group generated by the reflections in the reduced root systemR.

This meansRis a finite set of nonzero vectors inRN such that u, v∈R impliesRu∩R={±u}

and vσu ∈R whereσu is the reflection x7→x−2hx,vihv,viv and h·,·iis the standard inner product.

This implies hxσv, yσvi=hx, yi for allx, y∈RN and the groupW generated by{σv:v∈R} is a finite group of orthogonal transformations of RN. For a fixed vector b0 such that hu, b0i 6= 0 for all u ∈ R there is the decomposition R = R+ ∪R with R+ := {u ∈ R: hu, b0i > 0}.

The set R+ serves as index set for the reflections in W. In Section 3 it is assumed that spanR(R) = RN, while the other sections concerning the symmetric group use the root sys- tem AN−1 whose span is

n

x∈RN:

N

P

i=1

xi = 0 o

. The group W is represented on the spaceP of polynomials in x = (x1, . . . , xN) by wp(x) =p(xw) for w∈ W. Denote N0 := {0,1,2, . . .} and forα∈NN0 let |α|:=

N

P

i=1

αi and xα :=

N

Q

i=1

xαii, a monomial. ThenP := span

xα:α∈NN0 and Pn:= span

xα:α∈NN0 ,|α|=n the space of polynomials homogeneous of degreen. Letκ be a parameter (called multiplicity function), a function onR constant onW-orbits. For indecom- posable groupsW there are at most two orbits in R(two for typesBN,F4 andI(2k), otherwise one for typeAN,DN,Em,I(2k+ 1)) then the Dunkl operators {Di: 1≤i≤N}are defined by

Dip(x) = ∂p(x)

∂xi

+ X

v∈R+

κ(v)p(x)−p(xσv) hx, vi vi.

This paper is a contribution to the Special Issue on the Representation Theory of the Symmetric Groups and Related Topics. The full collection is available athttps://www.emis.de/journals/SIGMA/symmetric-groups- 2018.html

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Then DiDj = DjDi for 1 ≤ i, j ≤ N, Di maps Pn to Pn−1, and the Laplacian ∆κ :=

N

P

i=1

D2i satisfies

κf(x) = ∆f(x) + X

v∈R+

κ(v)

2h∇f(x), vi

hx, vi − |v|2f(x)−f(xσv) hx, vi2

.

The abstract algebra generated by W, Di, and multiplication by xi, 1 ≤ i ≤ N, acting on P is the rational Cherednik algebra. There are two W-invariant bilinear symmetric forms of interest here, denotedh·,·iκ and h·,·iκ,G. The first one (called thecontravariant form) satisfies hDif, giκ =hf, xigiκ for all i and f, g ∈ P and hf, giκ = 0 if f, g are homogeneous of different degrees; also h1,1iκ = 1,hwf, wgiκ=hf, giκ forw∈W. The Gaussian form is derived from the first one byhf, giκ,G:=

eκ/2f, eκ/2g

κ. This form satisfieshDif, giκ,G=hf,(xi−Di)giκ,Gfor alli, and thus multiplication byxi is self-adjoint becausehf, xigiκ,G=hDif, giκ,G+hf,Digiκ,G. For certain constant values of κ the Gaussian form is realized as an integral with respect to a finite positive measure on RN, in fact

hf, giκ,G=cκ

Z

RN

f(x)g(x) Y

v∈R+

|hx, vi|2κ(v)e−|x|2/2dmN(x),

wheremN is Lebesgue measure onRN (see [2, Theorem 3.10]). The constantcκis a normalizing constant to matchh1,1iκ,G= 1. The explanation of the value ofcκis in terms of thefundamental degrees ofW. By a theorem of Chevalley the ring ofW-invariant polynomials is generated byN algebraically independent homogeneous polynomials of degreesd1 ≤d2 ≤ · · · ≤dN (generally ‘<’

holds), and these are the fundamental degrees (see [13, Section 3.5]). They satisfy

N

Q

i=1

di = #W and

N

P

i=1

(di−1) = #R+. The Macdonald–Mehta–Selberg integral formula is Z

RN

Y

v∈R+

|hx, vi|e−|x|2/2dmN(x) =c

N

Y

i=1

Γ(1 +diκ) Γ(1 +κ) ,

where c is independent of κ. There is a version of this for the BN and F4 types. Etingof [8, Theorem 3.1] gave a proof of the formula valid for all finite reflection groups. The integral shows that the measure is finite and positive for κ > −d1

N. Henceforth we consider only the one-parameter situation with W having just one conjugacy class of reflections.

This number−d1

N appears in another context. Suppose for some specific rational value of κ there exists a nonconstant polynomial p for which Dip = 0 for 1 ≤ i ≤ N, then p is called a singular polynomial and κ is a singular value. We can assume that p is homogeneous. In this case hxα, p(x)iκ = D

1,

N

Q

i=1

Diαip(x)E

κ = 0 for all α ∈ NN0 with α 6= (0, . . . ,0) and thus hf, piκ = 0 for all f ∈ P. Furthermore ∆κp = 0 implying eκ/2p = p and hp, piκ,G = 0. It follows that κ ≤ −d1

N (taking κ constant). In fact the smallest (in absolute value) singular value is indeed−d1

N [5, Theorem 4.9]. The theory can be extended to polynomials taking values in modules of W. Suppose τ is an irreducible orthogonal representation of W on a (finite- dimensional) real vector space V with basis {ui: 1≤i≤dimV}. The space Pτ := P ⊗V has the basis

xα⊗ui:α∈NN0 ,1≤i≤dimV . There is a representation of W on Pτ defined to be the linear extension of

w7→w(p(x)⊗u) :=p(xw)⊗(τ(w)u), p∈ P, u∈V.

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The associated Dunkl operators are the linear extensions of Di(p(x)⊗u) = ∂p(x)

∂xi ⊗u+κ X

v∈R+

p(x)−p(xσv)

hx, vi vi⊗(τ(σv)u).

The first bilinear form is a modification of the scalar one: let h·,·iV be a W-invariant inner product on V, that is, hτ(w)u1, τ(w)u2iV = hu1, u2iV for all u1, u2 ∈ V, w ∈ W; this form is unique up to multiplication by a constant. The symmetric form h·,·iκ satisfies (i) h1⊗u1,1⊗ u2iκ = hu1, u2iV for u1, u2 ∈ V, (ii) hwf, wgiκ = hf, giκ for f, g ∈ Pτ and w ∈ W, (iii) if f, g∈ Pτ are homogeneous of different degrees then hf, giκ = 0, (iv)hDif, giκ=hf, xigiκ for all i. As a consequence suppose α ∈NN0 ,|α|=n,u∈ V and f ∈ Pτ is homogeneous of degreen, then f0 :=

N

Q

i=1

Diαif(x) ∈ V and hxα ⊗u, fiκ = hu, f0iV. The Gaussian form is defined by hf, giκ,G:=

eκ/2f, eκ/2g

κ as in the scalar case, and the definition of singular polynomials is the same (Dif = 0 for alli, some specific value ofκ). The interesting question is for whatκis the form h·,·iκ positive-definite; this property is equivalent to positivity of the Gaussian form. The property hf, xigiκ,G=hxif, giκ,Gsuggests that this form can be realized as an integral over RN with a positive matrix-valued measure. Shelley-Abrahamson [16] proved there is a small interval forκabout zero for which this occurs. The interval is a subset of the interval for which the form is positive. The containment may be proper but the question of equality is not settled as yet.

It is the purpose of this note to show that the positivity interval is bounded by the smallest singular values, to illustrate the theory by constructing singular polynomials for exterior powers of the reflection representation of anyW, and to construct vector-valued Jack polynomials which specialize to singular polynomials for the symmetric groups. In this situation the representation is determined by a partition τ of N and the smallest singular values are ±h1

τ where hτ is the longest hook-length of the Ferrers diagram of τ (see Etingof and Stoica [9, Section 5]). The isotype (that is, a partition of N) of these singular polynomials is determined.

There are two ways of finding singular polynomials, either define them directly (as in [9]) or describe the nonsymmetric Jack polynomials which become singular when specialized to the appropriate parameter value. Feigin and Silantyev [10] found explicit formulas for all singular polynomials which span a W-module isomorphic to the reflection representation of W.

The presentation starts with the result on the positivity of the Gaussian form, then the defini- tion and properties ofPτ, the exterior powers of the reflection representation, the nonsymmetric Jack polynomials, results about the action of Di and the construction of the singular polyno- mials. The theory of vector-valued nonsymmetric Jack polynomials, originated by Griffeth [11], allows detailed analyses ofPτ. In fact he constructed these polynomials for any groupG(r,1, N), the group of N ×N monomial matrices whose nonzero entries are rth roots of unity. In [12, Section 5] he determined the unitarity locus associated to the contravariant forms associated to these polynomials. These are regions in the parameter space Rr and the highest-dimensional components can be shown to be the regions of positivity.

2 Region of positivity of the Gaussian form

Fix an irreducible representation τ of W. The formh·,·iκ is normalized by h1⊗u1,1⊗u2iκ = hu1, u2iV where h·,·iV is a W-invariant bilinear positive symmetric form on V (it is unique up to a multiplicative constant).

Definition 2.1. Let Ω denote the region ofκ∈Rfor which hf, fiκ ≥0 for all f ∈ Pτ. The following is due to Shelley-Abrahamson [16].

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Theorem 2.2. The region Ω contains a neighborhood ofκ= 0.

This result includes the existence of a matrix measure on RN which realizes the Gaussian form.

Lemma 2.3. Suppose for some κ ∈ Ω there is a polynomial f ∈ Pτ such that f 6= 0 and hf, fiκ = 0 then the space Xf := span{wf:w∈W} can be decomposed as a sum of irreducible W-modules and g∈Xf implies hg, piκ= 0 for all p∈ Pτ.

Proof . The decomposability is a group-theoretic property. By the W-invariance property of h·,·iκ it follows thathwf, wfiκ = 0 for allw. The Cauchy–Schwartz inequality forh·,·iκ is valid because κ∈Ω thus |hwf, piκ|2 ≤ hwf, wfiκhp, piκ = 0 for all w∈W and p∈ Pτ. In particular hw1f +w2f, piκ= 0 for any w1, w2 and thusg∈Xf implies hg, piκ = 0.

We will show that the set of singular values is a subset of a set of rational numbers with no accumulation point, that is, there is a minimum nonzero distance between elements.

Proposition 2.4. The eigenvalues of the class P

v∈R+

σv considered as a(central) transformation of the group algebra RW are integers in the interval [−#R+,#R+].

Proof . The basic idea is that the solutions of the characteristic equation are algebraic integers.

The details are in [7, p. 194].

Because the right regular representation of W on RW is a direct sum of all irreducible representations ofW the integer property of eigenvalues applies to P

v∈R+

ρ(σv) for any irreducible representation ρ. Since ρ is irreducible and P

v∈R+

ρ(σv) is central there is just one eigenvalue, denoted byε(ρ). Denote the set of equivalence classes of irreducible representations ofW byWc. Proposition 2.5. Suppose f ∈ Pτ then

PN i=1

xiDif = PN i=1

xi∂x∂f

i

ε(τ)f − P

v∈R+

σvf

. If f is singular and homogeneous of degree nthen κ= ε(ρ)−ε(τ)n where ρ∈Wc.

Proof . Letp∈ Pn and u∈V then

N

X

i=1

xiDi(p(x)⊗u) =

N

X

i=1

xi∂p(x)

∂xi

⊗u+κ X

v∈R+

(p(x)−p(xσv))⊗(τ(σv)u)

=np(x)⊗u+κ

ε(τ)p(x)⊗u− X

v∈R+

σv(p(x)⊗u)

.

The statement P

v∈R+

p(x)⊗(τ(σv)u) =ε(τ)p(x)⊗ufollows from the fact thatV is the represen- tation space forτ. The relation is extended to all ofPτ by linearity. That is, iff ∈ Pn⊗V then

N

P

i=1

xiDi(f(x)) =nf(x) +κε(τ)f(x)−κ P

v∈R+

σvf(x). If f is singular then it must be an eigen- function of P

v∈R+

σv. The space span{wf: w ∈ W} consists of singular polynomials (same κ) and can be decomposed into irreducibleW-submodules, thus the eigenvalues of P

v∈R+

σv are ele- ments of the set

ε(ρ) :ρ ∈ cW . Hence there is some ρ ∈Wc such that P

v∈R+

σvf = ε(ρ)f and 0 =nf+κ(ε(τ)−ε(ρ))f. (The caseε(τ) =ε(ρ) is impossible.)

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It is possible thatε(ρ1) =ε(ρ2) for someρ1, ρ2 ∈Wc withρ1 6=ρ2, but thenf can be decom- posed into two components, each being singular (by convolution with the respective characters).

The minimum distance between two singular values is bounded below by max

ρ |ε(τ)−ε(ρ)|−1

. Recall {ε(ρ)}is a set of integers contained in [−#R+,#R+].

For each n≥1 restrict the form h·,·iκ toPn⊗V. The condition that the form is positive- definite is that the leading principal minors of the Gram matrix are positive (for example use the basis

xα⊗ui:|α|=n, 1≤i≤dimV ). The minors are polynomials inκand are positive in a neighborhood of 0. Let zn denote the positive zero of any of the minors closest to 0, that is the form is positive for 0 ≤ κ < zn and is positive-semidefinite for κ = zn and there exists fn∈ Pn⊗V such thatfn6= 0 and hfn, fniκ = 0 (which implieshfn, giκ = 0 for any g∈ Pn⊗V by the Cauchy–Schwartz inequality). If there are no positive zeros set zn=∞.

(The reason for the following careful argument is to avoid the hypothetical situation zn = 1 +n1, minzn= 1 and there is no nonzero polynomial f withhf, fiκ= 0 for κ= 1.)

Lemma 2.6. Suppose zn> zn+1 thenzn+1 is a singular value.

Proof . Setκ=zn+1. By the definition ofzn+1 and properties of the form 0 =

fn+1,

N

X

i=1

xiDifn+1

κ

=

N

X

i=1

hDifn+1,Difn+1iκ.

By hypothesis the form is positive-definite on Pn⊗V for κ = zn+1 < zn. Thus fn+1 is sin-

gular.

Define the subsequence {zni} by n1 = min{n:zn < ∞} and ni+1 = min{n: n > ni, zn <

zn−1} (essentially the points of decrease of the sequence). If there are no positive eigenvalues then eachzn=∞and the form is positive-definite for κ≥0. Now assume there is at least one zn<∞. Eachzn≥zni for somei.

Theorem 2.7. Let z0 = min{zni:i≥1} then z0 =znj for some j, the form h·,·iκ is positive- definite for 0≤κ < z0 and z0 is a singular value.

Proof . By the lemma the subsequence consists of singular values. The spacing of singular values implies there is no accumulation point thus the minimum z0 is achieved at one of the values znj. Hence there existsf ∈ Pnj ⊗V such thatf 6= 0 and f is singular for κ=z0. The same argument can be applied to negativeκ: let zn0 be the negative zero closest to 0 of the leading principal minors of the form restricted to Pn⊗V so the form is positive-definite for zn0 < κ≤ 0; ifzn+10 > zn0 then zn+10 is a singular value and so is z00 = max{zn0} (excluding the situation of no negative singular values wherez00 =−∞).

To summarize there is an intervalz00< κ < z0 for which h·,·iκ is positive-definite and z0,z00 are singular values if finite, respectively.

3 Exterior powers of the reflection representation

Suppose W has only one conjugacy class of reflections and spanR(R) = RN. Specialize τ to the reflection representation of W on V =RN. (The previous two statements imply that W is indecomposable and the reflection representation is irreducible.) Let ∧m(V) =V ∧V ∧ · · · ∧V (m factors) with 1 ≤ m ≤ N. We will show that P1 ⊗ ∧m(V) has singular polynomials for κ = ±d1

N, where dN is the largest fundamental degree of W (also see [9, Corollary 4.2]), and 1 ≤m < N. Ciubotaru [1, Section 5] proved a necessary condition for the region of positivity

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for any W (in fact, also for complex reflection groups) and any irreducible W-moduleU, which involves the decomposition ofU ⊗ ∧m(V) intoW-irreducible subspaces.

Let{ui: 1≤i≤N}be the standard orthonormal basis of V, and letx=

N

P

i=1

xi⊗ui. Lemma 3.1. Fora, b∈V the symmetric bilinear form P

v∈R+

ha,vihb,vi

|v|2 = #RN+ha, bi. In particular P

v∈R+

vivj

|v|2 = #RN+δij.

Proof . For a, b∈V define [a, b] := P

v∈R+

1

[v]2ha, vihb, vi then [aσu, bσu] = X

v∈R+

1

|v|2haσu, vihbσu, vi= X

v∈R+

1

|v|2ha, vσuihb, vσui= [a, b]

for all u ∈ R+. Thus [aw, bw] = [a, b] for all w ∈W and the matrix representing this bilinear form with respect to the basis {ui} commutes with each w. By hypothesis τ is irreducible and by Schur’s lemma the matrix is a scalar multiple of the identity and [a, b] =cha, bi for all a, b ∈ V. The matrix representing the form ha,vihb,vi|v|2 has trace 1 thus the trace for the sum overv ∈R+ is #R+. The formha, bicorresponds to the identity matrix and has traceN. The

other conclusion follows from vivj =hui, vihuj, vi.

Henceforth assume|v|2 = 2 for allv∈R, and setγ := 2#RN+, called theCoxeter number (see [13, Section 3.18]); thus P

v∈R+

vivj =γδij. The computations use a boundary operator.

Definition 3.2. Supposea, b1, b2, . . . , bm∈V then

∂(a)(b1∧b2∧ · · · ∧bm) :=

m

X

i=1

(−1)i−1ha, biib1∧b2∧ · · · ∧bbi∧ · · · ∧bm,

where the caret indicates the omitted factor. The operator ∂(a) is extended to all of∧m(V) by linearity.

It can be checked that∂(a) is well-defined, for example suppose thatbm =

m−1

P

i=1

cibi then

∂(a)(b1∧b2∧ · · · ∧bm) = (−1)m−1 ha, bmi −

m−1

X

i=1

ciha, bii

!

b1∧ · · · ∧bm−1 = 0.

Lemma 3.3. Suppose a, b0 ∈ V and b ∈ ∧m(V) then ∂(a)(b0∧b) = ha, b0ib−b0∧∂(a)b and

∂(a)2(b0∧b) = 0.

Proof . The first part follows directly from the definition. Apply ∂(a) to both sides of the equation

∂(a)2(b0∧b) =ha, b0i∂(a)b−

ha, b0i∂(a)b−b0∧∂(a)2b =b0∧∂(a)2b.

Setb=b1∧ · · · ∧bm and repeatedly use this relation to show∂(a)2b=b1∧ · · · ∧∂(a)2bm= 0.

Denote the exterior power ofτ on ∧m(V) byτm. The operator P

v∈R+

τmv) acts as multipli- cation by ε(τm) = N2 −m

γ on ∧m(V). (Assume thatv =√

2u1 ∈R and consider the action of τmv) on the basis

{ui1 ∧ui2 ∧ · · · ∧uim: 1≤i1< i2 <· · ·< im≤N};

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there are Nm−1−1

eigenvectors for the eigenvalue−1 and Nm−1

eigenvectors for 1 thus Tr(τmv))

= N−1m

N−1m−1

, thenε(τm) = #R+Tr(τmv))/dim∧m(V) = 12γ(N −2m).) Proposition 3.4. Suppose v∈R and b∈ ∧m(V) then τmv)b=b−v∧∂(v)b.

Proof . Letb=b1∧b2∧ · · · ∧bm. By definition

τmv)b= (b1σv)∧ · · · ∧(bmσv) = (b1− hb1, viv)∧ · · · ∧(bm− hbm, viv)

=b− hb1, viv∧b2∧ · · · ∧bm− hb2, vib1∧v∧ · · · ∧bm− · · ·

=b−v∧(hb1, vib2∧ · · · ∧bm− hb2, vib1∧b3∧ · · ·) =b−v∧∂(v)b.

To compute the terms inDip we find xi−(xσhx,viv)i =vi and ha,xi−ha,xσvi

hx,vi =ha, vi. Note x and x are different objects, with different transformation rules forW, in factσvx=x, because

σvx=

N

X

i=1

(xi− hx, vivi)⊗(ui−viv) =x−2hx, viv+hx, vi|v|2v=x.

Theorem 3.5. Suppose a ∈ V, b ∈ ∧m(V) then x∧b ∈ P1 ⊗ ∧m+1(V), PN i=1

aiDi(x∧b) = (1−γκ)a∧b, andx∧bis singular for κ= 1/γ.

Proof . Supposea∈V then

N

X

i=1

aiDi(x∧b) =

N

X

i=1

aiui∧b+κ X

v∈R+

N

X

j=1

ha, vivjτmv)(uj∧b)

=a∧b+κ X

v∈R+

ha, viτmv)(v∧b)

=a∧b+κ X

v∈R+

ha, vi(v∧b−v∧∂(v)(v∧b))

=a∧b+κ X

v∈R+

ha, vi(v∧b− hv, viv∧b+v∧v∧∂(v))

=a∧b−κ X

v∈R+

ha, viv∧b= (1−γκ)a∧b,

because hv, vi= 2 and P

v∈R+

ha, viv=

N

P

i,j=1

P

v∈R+

aivivjuj

N

P

i=1

aiui =γa.

Theorem 3.6. Suppose a∈V, b∈ ∧m(V) then

∂(x)b∈ P1⊗ ∧m−1(V),

N

X

i=1

aiDi∂(x)b= (1 +γκ)∂(a)b, and ∂(x)b is singular for κ=−1/γ.

Proof . Assume b=b1∧ · · · ∧bm withb1, . . . , bm ∈V. Then

N

X

i=1

aiDi∂(x)b=

N

X

i=1

ai

∂xi

m

X

j=1

(−1)j−1hx, bji ⊗ b1∧ · · · ∧bbj∧ · · ·

+κ X

v∈R+

ha, vi

m

X

j=1

(−1)j−1hv, bjmv) b1∧ · · · ∧bbj∧ · · ·

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=

m

X

j=1

(−1)j−1ha, bji ⊗ b1∧ · · · ∧bbj ∧ · · ·

+κ X

v∈R+

ha, viτmv)(∂(v)b)

=∂(a)b+κ X

v∈R+

ha, vi ∂(v)b−v∧∂(v)2b

= (1 +γκ)∂(a)b,

because ∂(v)2b= 0 (Lemma 3.3) and X

v∈R+

ha, vi∂(v)b=

m

X

j=1

(−1)j−1 X

v∈R+

ha, vihbj, vi b1∧ · · · ∧bbj∧ · · ·

=γ∂(a)b.

Here is a table with data on the indecomposable groups with one conjugacy class of reflections.

The subscripts indicate the rankN of the group

W I2(2k+ 1) AN H3 H4 E6 E7 E8

#R+ 2k+ 1 N(N+1)2 15 60 36 63 120

dN 2k+ 1 N + 1 10 30 12 18 30

.

Thus γ = 2#RN+ =dN, the largest fundamental degree, also called the Coxeter number (see [13, Section 3.18]).

Considering the known situation for the symmetric groups and for the reflection representa- tion it appears that for a large collection of representationsτ of degree greater than one that the interval z00 < κ < z0 of positivity is symmetric, z00 =−z0, andz0d1

N. However this is not al- ways the case: there is a nonsymmetric positivity interval arising in two degree 3 representations of the icosahedral group H3 (see [4]).

4 Representations of the symmetric groups

The symmetric group SN, the set of permutations of{1,2, . . . , N}, acts onCN by permutation of coordinates. The space of polynomials P := spanR(κ)

xα:α∈NN0 whereκ is a parameter.

The action ofSN is extended to polynomials bywp(x) =p(xw) where (xw)i =xw(i) (considerx as a row vector and w as a permutation matrix, [w]ij = δi,w(j), then xw = x[w]). This is a representation of SN, that is, w1(w2p)(x) = (w2p)(xw1) = p(xw1w2) = (w1w2)p(x) for all w1, w2 ∈ SN.

Furthermore SN is generated by reflections in the mirrors {x: xi = xj} for 1≤i < j ≤N. These are transpositions,denoted by (i, j), so that x(i, j) denotes the result of interchangingxi

and xj. Define the SN-action onα∈ZN so that (xw)α=x (xw)α =

N

Y

i=1

xαw(i)i =

N

Y

j=1

xαjw1(j),

that is (wα)iw−1(i).

Thesimple reflections si:= (i, i+ 1), 1≤i≤N−1, generate SN. They are the key devices for applying inductive methods, and satisfy the braid relations:

sisj =sjsi, |i−j| ≥2, sisi+1si=si+1sisi+1.

We consider the situation where the group SN acts on the range as well as on the domain of the polynomials. We use vector spaces, called SN-modules, on which SN has an irreducible orthogonal representation τ: SN → Om(R) (τ(w)−1 = τ w−1

= τ(w)T). See James and Kerber [14] for representation theory, including a modern discussion of Young’s methods.

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Denote the set ofpartitions NN,+0 :=

λ∈NN01≥λ2 ≥ · · · ≥λN .

We identify τ with a partition of N given the same label, that is τ ∈NN,+0 and |τ|=N. The length of τ is `(τ) := max{i: τi > 0}. There is a Ferrers diagram of shape τ (also given the same label), with boxes at points (i, j) with 1≤i≤`(τ) and 1 ≤j ≤τi. Atableau of shape τ is a filling of the boxes with numbers, and areverse standard Young tableau (RSYT) is a filling with the numbers {1,2, . . . , N} so that the entries decrease in each row and each column.

Definition 4.1. The hook-length of the node (i, j)∈τ is defined to be h(i, j) :=τi−j+ #{k:i < k≤`(τ), j≤τk}+ 1,

and the maximum hook-length is hτ :=h(1,1) =τ1+`(τ)−1.

Denote the set of RSYT’s of shapeτ by Y(τ) and let Vτ = spanR(κ){T:T ∈ Y(τ)}

with orthogonal basis Y(τ). For 1 ≤ i ≤ N and T ∈ Y(τ) the entry i is at coordinates (row(i, T),col(i, T)) and thecontent isc(i, T) := col(i, T)−row(i, T). EachT ∈ Y(τ) is uniquely determined by itscontent vector [c(i, T)]Ni=1. There is an irreducible representation ofSN onVτ

also denoted byτ (slight abuse of notation). To specify the action ofτ it suffices for our purposes to give only the formulae forτ(si):

1) row(i, T) = row(i+ 1, T) (implying col(i, T) = col(i+ 1, T) + 1 andc(i, T)−c(i+ 1, T) = 1) then

τ(si)T =T;

2) col(i, T) = col(i+1, T) (implying row(i, T) = row(i+1, T)+1 andc(i, T)−c(i+1, T) =−1) then

τ(si)T =−T;

3) row(i, T)<row(i+ 1, T) and col(i, T)>col(i+ 1, T). In this case

c(i, T)−c(i+ 1, T) = (col(i, T)−col(i+ 1, T)) + (row(i+ 1, T)−row(i, T))≥2, and T(i), denoting the tableau obtained from T by exchanging i and i+ 1, is an element of Y(τ) and

τ(si)T =T(i)+ 1

c(i, T)−c(i+ 1, T)T,

4) c(i, T)−c(i+ 1, T)≤ −2, thus row(i, T)>row(i+ 1, T) and col(i, T)<col(i+ 1, T) then withb=c(i, T)−c(i+ 1, T),

τ(si)T =

1− 1 b2

T(i)+1 bT.

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The formulas in (4) are consequences of those in (3) by interchangingT andT(i)and applying the relations τ(si)2 =I (where I denotes the identity operator onVτ). TheSN-invariant inner product onVτ is defined by

hT, T0i0 :=δT ,T0× Y

1≤i<j≤N, c(i,T)≤c(j,T)−2

1− 1

(c(i, T)−c(j, T))2

, T, T0 ∈ Y(τ).

It is unique up to multiplication by a constant.

The Jucys–Murphy elements ωi :=

N

P

j=i+1

(i, j) satisfy

N

P

j=i+1

τ((i, j))T = c(i, T)T. Thus P

1≤i<j≤N

τ((i, j)) acts onVτ as multiplication by

ε(τ) =

N

X

j=1

c(j, T) = 1 2

`(τ)

X

i=1

τii−2i+ 1) (independent of T ∈ Y(τ)).

5 Vector-valued Jack polynomials

For a given partitionτ ofNthere is a space of vector-valued nonsymmetric Jack polynomials, also called a standard module of the rational Cherednik algebra. The nonsymmetric vector-valued Jack polynomials (NSJP) form a basis ofPτ =P ⊗ Vτ, the space ofVτ valued polynomials inx, equipped with the SN action

w xα⊗T

:= (xw)α⊗τ(w)T, α∈NN0 , T ∈ Y(τ), which is extended by linearity to

wp(x) =τ(w)p(xw), p∈ Pτ.

Definition 5.1. The Dunkl and Cherednik–Dunkl operators are (1≤i≤N, p∈ P, T ∈ Y(τ)) Di(p(x)⊗T) := ∂p(x)

∂xi

⊗T+κX

j6=i

p(x)−p(x(i, j)) xi−xj

⊗τ((i, j))T,

Ui(p(x)⊗T) :=Di(xip(x)⊗T)−κ

i−1

X

j=1

p(x(i, j))⊗τ((i, j))T, extended by linearity to all ofPτ.

The commutation relations analogous to the scalar case hold, that is, DiDj =DjDi, UiUj =UjUi, 1≤i, j≤N,

wDi =Dw(i)w, ∀w∈ SN, sjUi =Uisj, j6=i−1, i, siUisi =Ui+1+κsi, Uisi =siUi+1+κ, Ui+1si =siUi−κ.

The simultaneous eigenfunctions of {Ui}are called (vector-valued) nonsymmetric Jack polyno- mials (NSJP). For genericκthese eigenfunctions form a basis of Pτ (generic means thatκ6= mn

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wherem, n∈Zand 1≤n≤N). They have a triangularity property with respect to the partial order on compositions, which is derived from the dominance order:

α≺β⇐⇒

i

X

j=1

αj

i

X

j=1

βj, 1≤i≤N, α6=β, αβ⇐⇒(|α|=|β|)∧

α+≺β+

∨ α++∧α≺β .

There is a subtlety in the leading terms, which relies on the rank function:

Definition 5.2. Forα∈NN0 , 1≤i≤N

rα(i) = #{j:αj > αi}+ #{j: 1≤j≤i, αji}, then rα∈ SN.

A consequence is that rαα = α+, the nonincreasing rearrangement of α, for any α ∈ NN0 . For example if α = (1,2,1,5,4) then rα = [4,3,5,1,2] and rαα = α+ = (5,4,2,1,1) (recall wαiw−1(i)). Also rα=I if and only ifα is a partition (α1 ≥α2 ≥ · · · ≥αN).

For eachα∈NN0 andT ∈ Y(τ) there is a NSJPζα,T with leading termxα⊗τ rα−1

T, that is, ζα,T =xα⊗τ r−1α

T+X

αβ

xβ⊗tαβ(κ), tαβ(κ)∈Vτ, Uiζα,T = (αi+ 1 +κc(rα(i), T))ζα,T, 1≤i≤N.

The list of eigenvalues is called the spectral vector ξα,T := [αi+ 1 +κc(rα(i), T)]Ni=1.

The NSJP’s can be constructed by means of a Yang–Baxter graph. The details are in [6];

this paper has several figures illustrating some typical graphs.

A node consists of (α, T, ξα.T, rα, ζα,T),

where α∈NN0 ,T ∈ Y(τ), ξα,T is the spectral vector. The root is 0, T0,[1 +κc(i, T0)]Ni=1, I,1⊗T0

,

whereT0 is formed by enteringN, N−1, . . . ,1 column-by-column in the Ferrers diagram. Proofs by induction in this context typically rely on sequences of applications of{τ(si)}and the inver- sion number: for T ∈ Y(τ) set

inv(T) := #{(i, j) :i < j, c(i, T)−c(j, T)≥2}.

If for particularT andithe relationc(i, T)−c(i+1, T)≥2 holds thenT(i), the tableau formed by interchangingiandi+1 inTis also a RSYT (the relation is equivalent to row(i, T)<row(i+1, T) and col(i, T)>col(i+ 1, T); the RSYT property implies that these two inequalities are logically equivalent). In this case inv T(i)

= inv(T)−1. The inv-maximal tableau is T0 and the inv-minimal tableau is T1 formed by enteringN, N −1, . . . ,1 row-by-row.

Steps in the YB-graph correspond toτ(si). There are several cases; we start with the situation αii+1. These formulae restricted to 1⊗T (soα=0) are equivalent to the definition of the representationτ onVτ. Throughout the hypotheses areα∈NN0 ,T ∈ Y(τ), 1≤i < N.

Case 1. αii+1; definej:=rα(i) implying rα(i+ 1) =j+ 1 1) row(j, T) = row(j+ 1, T) thensiζα,Tα,T;

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2) col(j, T) = col(j+ 1, T) thensiζα,T =−ζα,T;

3) row(j, T)<row(j+ 1, T) (thusc(j, T)−c(j+ 1, T)≥2) set

b0 := 1

c(j, T)−c(j+ 1, T) = κ

ξα,T(i)−ξα,T(i+ 1), then there is astep

(α, T, ξα,T, rα, ζα,T)−→si α, T(j), siξα,T, rα, ζα,T(j)

, ζα,T(j) =siζα,T −b0ζα,T, Note 0< b012 and τ(sj)T =T(j)+b0T; furthermore the leading term is transformedsi xα⊗ τ rα−1

T

= (xsi)α⊗τ sir−1α

T =xα⊗τ r−1α

τ(sj)T because sir−1α = rα−1sj. The reciprocal relation is

siζα,T(j) =−b0ζα,T(j) + 1−b02 ζα,T. Case 2. αi+1 > αi, then with

b:= κ

ξα,T(i)−ξα,T(i+ 1) there is astep

(α, T, ξα,T, rα, ζα,T)−→si (siα, T, siξα,T, rαsi, ζsiα,T), ζsiα,T =siζα,T −bζα,T, and the reciprocal relation is

siζsiα,T =−bζsiα,T + 1−b2 ζα,T.

The reciprocal relations are derived from s2i = 1. With the aim of letting κ take on certain rational values we examine the possible poles in the step rules arising from the factors

ξα,T(i)−ξα,T(i+ 1) =αi−αi+1+κ(c(rα(i), T)−c(rα(i+ 1), T)).

The extreme values of c(·, T) areτ1−1 and 1−`(τ), and thus

|c(rα(i), T)−c(rα(i+ 1), T)| ≤hτ−1.

Hence −h1

τ−1 < κ < h1

τ−1 and αi 6=αi+1 imply ξα,T(i)−ξα,T(i+ 1)6= 0 (in case αii+1 the bound 0< b012 applies).

The other links in the YB-graph are degree-raising (affine) operations. Define

Φ(a1, a2, . . . , aN) := (a2, a3, . . . , aN, a1+ 1), θm :=s1s2· · ·sm−1, 2≤m≤N, so that θm is the cyclic permutation (12. . . m). The cycle θN interacts with Φ and the rank function by rΦα =rαθN (that is, rαθN(i) = rα(i+ 1) =rΦα(i) for 1≤i < N, and rαθN(N) = rα(1) =rΦα(N)). Thejump is given by

(α, T, ξα,T, rα, ζα,T)−→Φ Φα, T,Φξα,T, rαθN, xNθN−1ζα,T

, ζΦα,T =xNθ−1N ζα,T. The leading term is xΦα⊗τ θN−1rα−1

T and θ−1N r−1α = (rαθN)−1. For example: α = (0,2,5,0), rα= [3,2,1,4], Φα= (2,5,0,1),rΦα= [2,1,4,3].

For any κ there is a unique bilinear symmetric SN-invariant form on Pτ which satisfies (f, g∈ Pτ):

h1⊗T,1⊗T0iκ =hT, T0i0, T, T0 ∈ Y(τ),

hwf, wgiκ=hf, giκ, w∈ SN, hDif, giκ =hf, xigiκ, 1≤i≤N.

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As a consequence hxif, xigiκ = hDixif, giκ = hf,Dixigiκ and Ui = Dixi −κ

i−1

P

j=1

(i, j) is self- adjoint; furthermore hζα,T, ζβ,T0iκ = 0 whenever (α, T) 6= (β, T0) because ξα,T 6= ξβ,T0 for genericκ. The form is defined in terms ofhζα,T, ζα,Tiκ and is extended by linearity and orthog- onality to all polynomials. It is a special case of a result of Griffeth [11]. The first ingredient is the formula for ζλ,T forλ∈NN,+0 (the Pochhammer symbol is (t)n=

n

Q

i=1

(t+i−1))

λ,T, ζλ,Tiκ =hT, Ti0

N

Y

i=1

(1 +κc(i, T))λi

× Y

1≤i<j≤N λi−λj

Y

`=1

1−

κ

`+κ(c(i, T)−c(j, T)) 2!

. (5.1)

The second ingredient expresses the relationship between hζα,T, ζα,Tiκ and hζα+,T, ζα+,Tiκ. Let E(α, T) := Y

1≤i<j≤N αij

1−

κ

αj−αi+κ(c(rα(j), T)−c(rα(i), T)) 2!

.

Then

α,T, ζα,Tiκ=E(α, T)−1α+,T, ζα+,Tiκ, α∈NN0 , T ∈ Y(τ). (5.2) From the bounds onc(i, T)−c(j, T) and the formulae it follows thathζα,T, ζα,Tiκ>0 provided

h1

τ < κ < h1

τ. Denote hf, fiκ by kfk2 for any generic value of κ (slight abuse of notation).

6 Differentiation formulae

First we prove formulae for Djζα,T for `(α) ≤ j ≤ N (recall the length of α is `(α) :=

max{i: αi > 0}). We need the commutation relations (part of the defining relations of the rational Cherednik algebra), p∈ Pτ:

Di(xip)−xiDip=p+κ

N

X

j=1, j6=i

(i, j)p, (6.1)

Di(xjp)−xjDip=−κ(i, j)p, i6=j. (6.2) Recall the Jucys–Murphy elements ωi :=

N

P

j=i+1

(i, j) for 1≤i < N andωN := 0.

Proposition 6.1. Suppose p∈ Pτ and 1≤i≤N then Dip= 0 if and only if Uip=p+κωip.

Proof . By the above Uip=Di(xip)−κX

j<i

(i, j)p=xiDip+p+κ

N

X

j=1,j6=i

(i, j)p−κX

j<i

(i, j)p

=xiDip+p+κ

N

X

j=i+1

(i, j)p.

Corollary 6.2. Suppose α∈NN0 , T ∈ Y(τ) and `(α)< N thenDiζα,T = 0 for `(α)< i≤N.

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Proof . By hypothesis rα(N) = N and ξα(N) = 1 +κc(N, T) = 1; also (1 +κωNα,T = ζα,T

thus UNζα,T = ζα,Tp = ζα,T +κωNζα,T and DNζα,T = 0. Proceeding by induction suppose Diζβ,T0 = 0 for m ≤ i ≤ N with m > `(α) + 1 and all T0 ∈ Y(τ) and β with `(β) ≤ `(α).

Then Dm−1ζβ,T0 =sm−1Dmsm−1ζβ,T0. By the transformations in Case1(note βm−1m = 0) sm−1ζβ,T0 =±ζβ,T0 or sm−1ζβ,T0 is a linear combination (independent of κ) of ζβ,T0 and ζβ,T00 whereT00is the result of interchangingmandm−1 inT0. In any of these casesDmsm−1ζβ,T0 = 0

by the induction hypothesis.

Suppose`(α) =m < N. We turn to the evaluation of Dmζα,T. Define αb= (αm−1, α1, α2, . . . , αm−1,0, . . . ,0).

The use of αbappeared in Knop [15] in a creation formula for nonsymmetric Macdonald polyno- mials. We prove the following in several steps:

Theorem 6.3. Suppose α∈NN0 , T ∈ Y(τ) and `(α) =m < N then Dmζα,T = kζα,Tk2

α,Tb k2θ−1m ζα,Tb . Proposition 6.4. Suppose i6=j then

UiDj− DjUi =κDmin(i,j)(i, j).

Proof . Supposei < j then (by use of (6.2)) UiDj =DixiDj−κX

s<i

(i, s)Dj =Di(Djxi+κ(i, j))−κDjX

s<i

(i, s)

=DjUi+κDi(i, j),

because DiDj =DjDi. Supposei > j then UiDj =DixiDj−κ X

s<i,s6=j

(i, s)Dj−κ(i, j)Dj

=Di(Djxi+κ(i, j))−κDj X

s<i, s6=j

(i, s)−κDi(i, j) =DjUi+κDj(i, j).

Proposition 6.5. The spectral vector of θmDmζα,T equals ξ

α,Tb . Proof . For the rankr

αb consider

rbα(1) = #{j: 1≤j < m, αj > αm−1}+ 1 = #{j: 1≤j < m, αj ≥αm}+ 1 =rα(m), and for 1< i≤m

rbα(i) = #{j: 2≤j≤i, αj−1 ≥αi−1}+ #{j:j > i, αj−1> αi−1}+ci,

where ci = 1 if αm −1 ≥ αi−1 equivalently if αm > αi−1 and ci = 0 otherwise, thus r

αb(i) = rα(i−1). Apply (6.1) withi=m toDmζα,T to obtain

DmxmDmζα,T =Dm Dmxm−1−κX

i<m

(i, m)−κX

i>m

(i, m)

! ζα,T

=Dm(Um−1)ζα,T −κX

i>m

(i, m)Diζα,T = (ξα,T(m)−1)Dmζα,T,

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